All templates
Financial Services

Financial Advisor KYC Intake

Know-your-customer identity verification, risk assessment, and advisory agreements for financial advisors and wealth managers.

4 steps18 fields2 e-signatures3 file uploads1 payment

What's in this template

Each step is a screen your client sees. They complete the entire onboarding from one link — no account required.

1

Personal information

Collect the required identity details for regulatory compliance.

  • Full legal name
  • Social Security Number
  • Date of birth
  • Address
  • Employment status
  • Annual income
2

Financial profile

Assess your client's financial picture to recommend the right strategy.

  • Net worth range
  • Investment experience
  • Risk tolerance
  • Investment goals
  • Time horizon
3

Identity verification

Collect the documents regulators require — no more emailing sensitive files.

  • Government IDFile upload
  • Proof of addressFile upload
  • W-2 or tax returnFile upload
4

Account agreements

Finalize the advisory relationship with signed agreements and the initial funding.

  • Advisory agreementE-signature
  • Fee disclosure acknowledgment
  • Regulatory disclosuresE-signature
  • Initial depositPayment

Fully customizable

Add, remove, or reorder any step. Change field types, add conditional logic, upload your logo, and match your brand colors. This template is a starting point — make it yours.

Use This Template

Ready to onboard your next client?

Start with this template and send your first onboarding link in under 10 minutes.

Start Free